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The Limits of Plausible Deniability in Ukraine and Beyond

Guest post by Costantino Pischedda and Andrew Cheon

Drone strikes targeted Moscow last week. Though much remains unknown about it, the episode appears to be part of a series of unclaimed coercive attacks that US officials attributed to Ukrainian government personnel, including the killing of the daughter of a Russian nationalist, the sabotage of the North Stream pipelines, and drone attacks on the Kremlin.

With unclaimed coercion, perpetrators impose costs on adversaries to signal their resolve to prevail in disputes while denying involvement or simply not making any claim about responsibility. Unclaimed coercion is not unique to the war in Ukraine. Russia launched cyber attacks in 2007 to extract concessions from Estonia, though Moscow denied responsibility, and in 2010 Seoul claimed North Korea torpedoed a South Korean warship, Pyongyang’s denial notwithstanding.

Unclaimed coercion may have strategic benefits. Without unmistakable evidence about the identity of the perpetrator, the absence of a claim of responsibility creates plausible deniability, which, some argue, allows coercers to send intelligible, credible messages to targets while containing escalation risks. It may also reduce the costs of being seen as a norm violator. For instance, Austin Carson observed that, though both Saudi Arabia and the United States viewed the 2019 attacks on Saudi oil facilities as part of an Iranian coercive campaign, the absence both of conclusive evidence and a claim of responsibility prevented Riyadh and Washington from carrying out a tough military response, which would have looked “illegitimate while jeopardizing allies’ support.”

But there may also be drawbacks. Some research suggests that unclaimed acts muddle communication, leaving targets unsure about what is being demanded, making compliance less likely. Even if the coercive message is clear to targets, it may not be credible. If plausible deniability is seen as a way for perpetrators to shield themselves from the costs of appearing as norm violators by third parties and to contain escalation risks, targets may perceive unclaimed acts as cheap. A cheap action may signal unwillingness to engage in costlier and riskier overt acts to prevail in the dispute—that is, low resolve—which could embolden targets to resist.

Furthermore, the absence of a claim of responsibility could reduce the credibility of perpetrators’ reassurances implied in a coercive act (“if you do as I say, I will stop hurting you”). Targets may interpret perpetrators’ unwillingness to acknowledge responsibility as an indication of their deceitful nature, suggesting that promises to end hostile acts in exchange for concessions would likely be violated, in turn reducing incentives to comply.

Besides offering limited coercive leverage, unclaimed acts may fail to contain the risk of escalation. Targets, angry at being attacked, may confidently attribute attacks to the perpetrators despite a lack of evidence—and decide to retaliate. Incidents can engage targets’ reputation and honor, and thus be provocative, even when culpability is uncertain. For example, after the 1898 sinking of the USS Maine in Cuba, “Remember the Maine, to Hell with Spain!” became the popular rallying cry for war, even though it was unclear whether Spain was behind it.

Despite the growing interest in plausible deniability, there has been little empirical analysis of the effects of unclaimed coercion. Our research helps fill this gap, leveraging a vignette experiment, fielded in May 2022 on a sample of 854 US residents, recruited using sampling quotas to match Census statistics for gender, age, and education. The experiment exposed respondents to a fictional scenario depicting a major explosion at a NATO base in Poland used to funnel weapons to Ukraine during the ongoing war. All respondents were told that President Putin had previously warned of “unpredictable consequences” if NATO continued providing weapons to Ukraine and that both intelligence agencies and independent analysts identified Russia as the likely culprit without, however, ruling out the possibility of an accidental detonation. By randomizing whether Russia claimed or denied responsibility for the explosion, we were able to assess the effects of plausible deniability on targets’ views about complying with Putin’s demands and taking escalatory actions in response.

We found that when the attack is unclaimed, respondents are less likely to favor complying with Russia’s demands for interrupting the flow of weapons to Ukraine. Moreover, the absence of a claim of responsibility does not seem to affect respondents’ preferences for escalation. In our analysis of two possible escalatory responses by the United States to the explosion—an air strike against a Russian military base on Ukrainian soil and going to war against Russian forces in Ukraine—we found no statistically significant difference between the two groups of respondents. Thus, plausible deniability appears to reduce coercive leverage without the benefit of containing escalation.

Unclaimed attacks are among the possible tools at the disposal of governments, whose effects may vary depending on the circumstances. Policymakers considering resorting to unclaimed coercion—or fretting about its use by adversaries—should be aware that the payoffs are likely to be limited. For Ukraine, denying responsibility for attacks on Russian soil might offer the advantage of limiting reputational damage in the West, which would not be captured in our analysis. However, the evidence indicates that unclaimed attacks are unwieldy tools of coercion and are unlikely to reduce the risks of Russia’s escalatory responses.

Costantino Pischedda is Associate Professor of International Relations in the Department of Political Science at the University of Miami. Andrew Cheon is Assistant Professor of International Political Economy at Johns Hopkins SAIS.

Counterrevolutions Are Much More Successful at Toppling Unarmed Revolutions. Here’s Why.

Guest post by Killian Clarke

Counterrevolutions have historically received much less attention than revolutions, but the last decade has shown that counterrevolutions remain a powerful—and insidious—force in the world.

In 2013, Egypt’s revolutionary experiment was cut short by a popular counterrevolutionary coup, which elevated General Abdel Fattah el-Sisi to the presidency. In neighboring Sudan, a democratic revolution that had swept aside incumbent autocrat Omar al-Bashir in 2019 was similarly rolled back by a military counterrevolution in October 2021. Only three months later, soldiers in Burkina Faso ousted the civilian president Roch Marc Christian Kaboré, who had been elected following the 2014 Burkinabè uprising.

These counterrevolutions all have something in common: they all occurred in the aftermath of unarmed revolutions, in which masses of ordinary citizens used largely nonviolent tactics like protests, marches, and strikes to force a dictator from power. These similarities, it turns out, are telling.

In a recent article, I show that counterrevolutionary restorations—the return of the old regime following a successful revolution—are much more likely following unarmed revolutions than those involving armed guerilla war. Indeed, the vast majority of successful counterrevolutions in the 20th and 21st centuries have occurred following democratic uprisings like Egypt’s, Sudan’s, and Burkina Faso’s.

Why are these unarmed revolutions so vulnerable? After all, violent armed revolutions are usually deeply threatening to old regime interests, giving counterrevolutionaries plenty of motivation to try to claw back power. There are at least two possible explanations.

The first is that, even though counterrevolutionaries may be desperate to return, violent revolutions usually destroy their capacity to do so. They grind down their armies through prolonged guerilla war, whereas unarmed revolutions leave these armies largely unscathed. In the three cases above, there was minimal security reform following the ousting of the incumbent, forcing civilian revolutionaries to rule in the shadow of a powerful old regime military establishment.

A second explanation focuses on the coercive resources available to revolutionaries. During revolutions waged through insurgency or guerilla war, challengers build up powerful revolutionary armies, like Fidel Castro’s Rebel Army in Cuba or Mao’s Red Army in China. When these revolutionaries seize power, their armies serve as strong bulwarks against counterrevolutionary attacks. The Bay of Pigs invasion in Cuba is a good example: even though that campaign had the backing of the CIA, it quickly ran aground in the face of Castro’s well-fortified revolutionary defenses. In contrast, unarmed revolutionaries rarely build up these types of coercive organizations, leaving them with little means to fend off counterrevolutions.

After looking at the data, I found that the second explanation has more weight than the first one. I break counterrevolution down into two parts— whether a counterrevolution is launched, and then whether it succeeds—and find that armed revolutions significantly lower the likelihood of counterrevolutionary success, but not counterrevolutionary challenges. In other words, reactionaries are just as likely to attempt a restoration following both armed and unarmed revolutions. But they are far less likely to succeed against the armed revolutions, whose loyal cadres can be reliably called up to defend the revolution’s gains.

Unarmed revolutions are increasing around the world, especially in regions like Latin America, Eastern Europe, the Middle East, and sub-Saharan Africa. At the same time, violent revolutions are declining in frequency, particularly those involving long, grueling campaigns that seek transformational impacts on state and society, what some call social revolutions. In one sense, these should be welcome trends, since unarmed revolutions result in far less destruction and have a record of producing more liberal orders. But given their susceptibility to reversal, should we be concerned that we are actually at the threshold of a new era of counterrevolution?

There are certainly reasons for worry. Counterrevolutions are rare events (by my count, there have only been about 25 since 1900), and the fact that there have been so many in recent years does not augur well. Counterrevolutionaries’ prospects have also been bolstered by changes in the international system, with rising powers like Russia, Saudi Arabia, and the United Arab Emirates acting as enthusiastic champions of counterrevolution, particularly against democratic revolutions in their near-abroads. Today’s unarmed revolutions, already facing uphill battles in establishing their rule, with fractious coalitions and a lack of coercive resources, must now also contend with counterrevolutionary forces drawing support from a muscular set of foreign allies.

But though they may struggle to consolidate their gains, unarmed revolutions have a record of establishing more open and democratic regimes than armed ones do. Violent revolutions too often simply replace one form of tyranny with another. The question, then, is how to bolster these fledgling revolutionary democracies and help them to fend off the shadowy forces of counterrevolution.

International support can be crucial. Strong backing from the international community can deter counterrevolutionaries and help new regimes fend off threats. Ultimately, though, much comes down to the actions of revolutionaries themselves—and whether they can keep their coalitions rallied behind the revolutionary cause. Where they can, they are typically able to defeat even powerful counterrevolutions, by relying on the very same tactics of people power and mass protest that brought them success during the revolution itself.

Killian Clarke is an assistant professor at Georgetown University.

A Library of Air

A visit to another of the world's fascinating archives, this time to Australia's Library of Air.

The post A Library of Air appeared first on The Scholarly Kitchen.

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