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Stay Clear of the Door

An AI door, according to a generative AI

Written by David Lyreskog 

 

In what is quite possibly my last entry for the Practical Ethics blog, as I’m sadly leaving the Uehiro Centre in July, I would like to reflect on some things that have been stirring my mind the last year or so.

In particular, I have been thinking about thinking with machines, with people, and what the difference is.

The Uehiro Centre for Practical Ethics is located in an old carpet warehouse on an ordinary side street in Oxford. Facing the building, there is a gym to your left, and a pub to your right, mocking the researchers residing within the centre walls with a daily dilemma. 

As you are granted access to the building – be it via buzzer or key card – a dry, somewhat sad, voice states “stay clear of the door” before the door slowly swings open.

The other day a colleague of mine shared a YouTube video of the presentation The AI Dilemma, by Tristan Harris and Aza Raskin. In it, they share with the audience their concerns about the rapid and somewhat wild development of artificial intelligence (AI) in the hands of a few tech giants. I highly recommend it. (The video, that is. Not the rapid and somewhat wild development of AI in the hands of a few tech giants).

 

Much like the thousands of signatories of the March open call to “pause giant AI experiments”, and recently the “Godfather of AI” Geoffrey Hinton, Harris and Raskin warn us that we are on the brink of major (negative, dangerous) social disruption due to the power of new AI technologies.

 

Indeed, there’s a bit of a public buzz about “AI ethics” in recent months.

 

While it is good that there is a general awareness and a public discussion about AI – or any majorly disruptive phenomenon for that matter – there’s a potential problem with the abstraction: AI is portrayed as this big, emerging, technological, behemoth which we cannot or will not control. But it has been almost three decades since humans were able to beat an AI at a game of chess. We have been using AI for many things, from medical diagnosis to climate prediction, with little to no concern about it besting us and/or stripping us of agency in these domains. In other domains, such as driving cars, and military applications of drones, there has been significantly more controversy.

All this is just to say that AI ethics is not for hedgehogs – it’s not “one big thing”[i] – and I believe that we need to actively avoid a narrative and a line of thinking which paints it to be. In examining the ethical dimensions of a multitude of AI inventions, then, we ought to take care to limit the scope of our inquiry to the domain in question at the very least.

 

So let us, for argument’s sake, return to that door at the Uehiro Centre, and the voice cautioning visitors to stay clear. Now, as far as I’m aware, the voice and the door are not part of an AI system. I also believe that there is no person who is tasked with waiting around for visitors asking for access, warning them of the impending door swing, and then manually opening the door. I believe it is a quite simple contraption, with a voice recording programmed to be played as the door opens. But does it make a difference to me, or other visitors, which of these possibilities is true?

 

We can call these possibilities:

Condition one (C1): AI door, created by humans.

Condition two (C2): Human speaker & door operator.

Condition three (C3): Automatic door & speaker, programmed by humans.

 

In C3, it seems that the outcome of the visitor’s action will always be the same after the buzzer is pushed or the key card is blipped: the voice will automatically say ‘stay clear of the door’, and the door will open. In C1 and C2, the same could be the case. But it could also be the case that the AI/human has been instructed to assess the risk for visitors on a case-to-case basis, and to only advise caution if there is imminent risk of collision or such (was this the case, I am consistently standing too close to the door when visiting, but that is beside the point).

 

On the surface, I think there are some key differences between these conditions which could have an ethical or moral impact, where some differences are more interesting than others. In C1 and C2, the door opener makes a real-time assessment, rather than following a predetermined cause of action in the way C3’s door opener does. More importantly, C2 is presumed to make this assessment from a place of concern, in a way which is impossible in C1 and C3 because the latter two are not moral agents, and therefore cannot be concerned. They simply do not have the capacity. And our inquiry could perhaps end here.

But it seems it would be a mistake.

 

What if something was to go wrong? Say the door swings open, but no voice warns me to stay clear, and so the door whacks me in the face[ii]. In C2, it seems the human who’s job it is to warn me of the imminent danger might have done something morally wrong, assuming they knew what to expect from opening the door without warning me, but failed in doing so due to negligence[iii]. In C1 and C3, on the other hand, while we may be upset with the door opener(s), we don’t believe that they did anything morally wrong – they just malfunctioned.

 

My colleague Alberto Giubilini highlighted the tensions in the morality of this landscape in what I thought was an excellent piece arguing that “It is not about AI, it is about humans”: we cannot trust AI, because trust is a relationship between moral agents, and AI does not (yet) have the capacity for moral agency and responsibility. We can, however, rely on AI to behave in a certain way (whether we should is a separate issue).

 

Similarly, while we may believe that a human should show concern for their fellow person, we should not expect the same from AIs, because they cannot be concerned.

 

Yet, if the automatic doors continue to whack visitors in the face, we may start feeling that someone should be responsible for this – not only legally, but morally: someone has a moral duty to ensure these doors are safe to pass through, right?

 

In doing so, we expand the field of inquiry, from the door opener to the programmer/constructor of the door opener, and perhaps to someone in charge of maintenance.

 

A couple of things pop to mind here.

 

First, when we find no immediate moral agent to hold responsible for a harmful event, we may expand the search field until we find one. That search seems to me to follow a systematic structure: if the door is automatic, we turn to call the support line, and if the support fails to fix the problem, but turns out to be an AI, we turn to whoever is in charge of support, and so on, until we find a moral agent.

 

Second, it seems to me that, if the door keeps slamming into visitors’ faces in condition in C2, we will not only morally blame the door operator, but also whoever left them in charge of that door. So perhaps the systems-thinking does not only apply when there is a lack of moral agents, but also applies on a more general level when we are de facto dealing with complicated and/or complex systems of agents.

 

Third, let us conjure a condition four (C4) like so: the door is automatic, but in charge of maintenance support is an AI system that is usually very reliable, and in charge of the AI support system, in turn, is a (human) person.

 

If the person in charge of an AI support system that failed to provide adequate service to a faulty automatic door is to blame for anything, it is plausibly for not adequately maintaining the AI support system – but not for whacking people in the face with a door (because they didn’t do that). Yet, perhaps there is some form of moral responsibility for the face-whacking to be found within the system as a whole. I.e. the compound of door-AI-human etc., has a moral duty to avoid face-whacking, regardless of any individual moral agents’ ability to whack faces.

 

If this is correct, it seems to me that we again[iv] find that our traditional means of ascribing moral responsibility fails to capture key aspects of moral life: it is not the case that any agent is individually morally responsible for the face-whacking door, nor are there multiple agents who are individually or collectively responsible for the face-whacking door. Yet, there seems to be moral responsibility for face-whacking doors in the system. Where does it come from, and what is its nature and structure (if it has one)?

 

In this way, not only cognitive processes such as thinking and computing seem to be able to be distributed throughout systems, but perhaps also moral capacities such as concern, accountability, and responsibility.

And in the end, I do not know to what extent it actually matters, at least in this specific domain. Because at the end of the day, I do not care much whether the door opener is human, an AI, or automatic.

 

I just need to know whether or not I need to stay clear of the door.

Notes & References.

[i] Berlin, I. (2013). The hedgehog and the fox: An essay on Tolstoy’s view of history. Princeton University Press.

[ii] I would like to emphasize that this is a completely hypothetical case, and that I take it to be safe to enter the Uehiro centre. The risk of face-whacking is, in my experience, minimal.

[iii] Let’s give them the benefit of the doubt here, and assume it wasn’t maleficence.

[iv] Together with Hazem Zohny, Julian Savulescu, and Ilina Singh, I have previously argued this to be the case in the domain of emerging technologies for collective thinking and decision-making, such as brain-to-brain interfaces. See the Open Access paper Merging Minds for more on this argument.

Hume's odd footnote to Grotius, and Pufendorf

[I am phasing out D&I at typepad. This post was first published at: digressions.impressions.substack here. To receive new posts and support my work  consider becoming a paid subscriber at <digressionsimpressions.substack.com>]

Readers who come to David Hume through the Treatise may be forgiven for thinking that he wasn't an especially learned or scholarly philosopher deviating from the reigning tendency toward eclecticism. I include myself among these, until I heard a paper (which may still be unpublished) by Ken Winkler on the way Hume carefully edited his notes engaged with Locke through the successive editions of the Enquiries. In fact, Hume's long essay on population exhibits him as quite learned. So much for set-up.

After offering his famous definition of convention in the third Appendix to the Second Enquiry (paragraphs 7-8), Hume adds a note suggesting that this "theory concerning the origin of property, and consequently of justice, is, in the main, the same with that hinted at and adopted by Grotius," (De jure belli & pacis. Lib. ii. cap. 2. §2. art. 4 & 5.) which he then quotes in Latin. There are four peculiarities pertaining to the passage from Grotius that Hume quotes.

First, throughout it his writings, Hume himself had explicitly denied that property had its origin in an explicit/verbal convention (that is, social contract), whereas Grotius explicitly allows that this is a possible source: "Simul discimus, quomodo res in proprietatem iverint; non animi actu solo, neque enim scire alii poterant, quid alii suum esse vellent, ut eo abstinerent, & idem velle plures poterant; sed pacto quodam aut expresso, ut per divisionem, aut tacito, ut per occupationem." (emphasis added.) Yes, Grotius does more than hint at his preferred account of tacit contract of property, so I am not suggesting Hume gets this wrong.

But, second, as readers of Hume would have been quite aware that's developed by Locke (and Pufendorf). In fact, I have been arguing that Hume completely effaces how much of the distinctive details his own definition of convention (including that of property) is already present in Locke (recall herehere; and see here for slightly more scholarly version).

Third the passage from Grotius cited by Hume is utterly banal. He could have cited any number of ancient authors here (from Plato's Laws to Lucretius) as one can readily see in Pufendorf's Of the Law of Nature and Nations, Book IV, chapter IV, paragraphs viii-X.

In fact, in Book IV, chapter IV, paragraph IX Of the Law of Nature and Nations, Pufendorf had partially commented the very passage from Grotius that Hume quotes. I quote Pufendorf in Basil Kennett's translation (from the fourth, corrected 1729 edition which includes Barbeyrac's notes): 

Thus far Grotius is in the right, that were the first negative Communion to continue, without disturbing the general Peace, Men must live with great plainness and simplicity, contented to feed on what they found, to dwell in Caves, and either to go naked or to cover their Bodies with the Barks of Trees, and the Skins of Beasts: Whereas, if they grew more inclined to a Life of Elegance and Refinement, the Conveniences of which must be acquired by Diligence; there was a necessity of introducing distinct Properties. But when he adds, That this Communion might have lasted, had Men lived under the Influence of an eminent Charity and Friendship towards each other; he confounds negative Communion with positive; such as was observed by the Essenes of old, by the primitive Christians inhabiting Jerusalem, and by those who now follow an Ascetic Life: For this can never be constituted nor kept up, except amongst a few Persons, and those endued with singular Modesty and Goodness. When Men are scattered into different places, and fixed at a distance from each other, it would be a foolish Labour to gather all the Provision into one Heap, and to distribute it out of the common Mass. And where ever there is a great Multitude of People, many must of necessity be found, who through Injustice and Avarice, will refuse to maintain a due Equality, either in the Labour required for the getting of the Fruit, or afterwards in the Consumption of them. Plato insinuates as much as this, when he makes only Deities, and the Sons of Deities, Members of the Republic where he would have this Communion absolutely obtain. But 'tis idle to believe, that when Men were divided into numerous Families, they neither actually established, or had any design to establish such a Communion. Lastly, it's a true Remark of GrotiusThat things were at first turned into Property, not by the bare Act of the Mind, or by Thought and inward inclination. For neither could others know what any Person intended to keep for his own, to direct them in abstaining from it, and besides, it was very possible that many should be Competitors for the fame thing. There was need therefore of some external Act of the Mind formal seisin [sign?],* which, that it might be capable of producing a Moral Effect, or an Obligation in others to forswear what each Man had thus taken for his peculiar, must necessarily have depended on the force of some precedent Covenant: When things which lay together in Common were to be parted amongst many, then the Business was transacted by express Covenant. But a tacit Covenant was sufficient, when Men fixed a Property in things which the first Dividers had left for waste. For we must suppose them to have agreed, that whatever in the primary Partition had not been assigned to any particular Owner, should belong to him who first took possession of it. [emphases in original; modernized spelling by ES]+

What's neat, given my present purposes, is that Pufendorf praises Grotius for exactly the passage that Hume cites as the origin of his own theory. In fact, Pufendorf's criticism of Grotius here also kind of anticipates Hume's account because Pufendorf implies that Grotius theory is too naïve: because Grotius' approach presuppose a too rosy picture of human nature ("singular Modesty and Goodness") and cannot scale up ("except amongst a few Persons"). That is, the question is, as Pufendorf shows, how can large-scale tacit social conventions be established among potentially self-regarding people? Pufendorf's own answer seems to be: through trial and error and habit/custom.

Building non-trivially on Locke (whose contribution is ignored), Hume's explicit answer is "through a sense of common interest; which sense each man feels in his own breast, which he remarks in his fellows, and which carries him, in concurrence with others, into a general plan or system of actions." This answer may seem to work if one allows, as Hume stipulates, that one generally benefits from the common interest.

However, Adam Smith recognizes that Hume's answer puts the cart before the horse, because it is not obvious how the common interest is recognized before the convention is relatively stable, and so Smith suggests that the convention itself originates in and is stabilized by drawing on our reactive attitudes (especially resentment and gratitude). But that story I have told elsewhere


*A seisin is a possession of a fief. But it seems more likely that 'sign' is intended here in light of Pufendorf's account of the origin of social/moral entities.

+I thank Dario Perinetti for nudging me back to Pufendorf. And I thank Bart Wilson and Vernon Smith for emphasizing the importance (alongside Buckle and Haakonssen) of Pufendorf to the Scots.

The Surprising Obstacle to Overhauling How Children Learn to Read

New York is the latest large city to join a national push to change how children are taught to read. But principals and teachers may resist uprooting old practices.

New York City is mandating that all of its elementary schools change how they teach reading. Some may not make the change willingly.

New York City Schools Will Introduce ‘Massive’ Changes to Reading Curriculum

Half of children in grades three to eight fail reading tests. The city’s schools chancellor, who has faulted the current approach, will begin rolling out new curriculums next year.

Over the last two decades, thousands of New York City children have struggled to pick up reading skills. Now, schools will be forced to change how they teach reading.

Mississippi artist creates exhibit of "phallic" objects, bought at Walmart, to protest ridiculous statue of David debacle

In response to the ridiculous "David statue" fiasco that recently happened in Florida, Mississippi artist Mitchell Gaudet channeled his incredulity and rage into an art project featuring "symbolically sexual objects" that he bought at Walmart. NOLA.com explains:

He spent $600 on items including a sleek racing bicycle seat, a green plantain, a hammer, a toy baseball bat … you get the picture. 

Read the rest

learning from Hume

By: ayjay

Last week I gave you David Hume’s Guide to Social Media; today I give you David Hume’s Guide to Today’s Politics. He’s a very useful guy, Mr. Hume. 

How Brain-to-Brain Interfaces Will Make Things Difficult for Us

Written by David Lyreskog

Four images depicting ‘Hivemind Brain-Computer Interfaces’, as imagined by the AI art generator Midjourney.

‘Hivemind Brain-Computer Interfaces’, as imagined by the AI art generator Midjourney

 

A growing number of technologies are currently being developed to improve and distribute thinking and decision-making. Rapid progress in brain-to-brain interfacing, and hybrid and artificial intelligence, promises to transform how we think about collective and collaborative cognitive tasks. With implementations ranging from research to entertainment, and from therapeutics to military applications, as these tools continue to improve, we need to anticipate and monitor their impacts – how they may affect our society, but also how they may reshape our fundamental understanding of agency, responsibility, and other concepts which ground our moral landscapes.

In a new paper, I, together with Dr. Hazem Zohny, Prof. Julian Savulescu, and Prof. Ilina Singh, show how these new technologies may reshape fundamental components of widely accepted concepts pertaining to moral behaviour. The paper, titled ‘Merging Minds: The Conceptual and Ethical Impacts of Emerging Technologies for Collective Minds’, was just published in Neuroethics, and is freely available as an Open Access article through the link above.

In the paper, we argue that the received views on how we (should) ascribe responsibility to individuals and collectives map poorly onto networks of these ‘Collective Minds’. The intimately collective nature of direct multiple-brain interfaces, for instance, where human minds can collaborate on and complete complex tasks without necessarily being in the same room – or even on the same continent! –  seem to suggest a collectivist moral framework to ascribe agency and responsibility. However, the technologies we are seeing in R&D do not necessitate the meeting of criteria we normally would turn to for ascription of such frameworks; they do not, for instance, seem to rely on that participants have shared goals, know what the goals of other participants are, or even know whether they are collaborating with another person or a computer. 

In anticipating and assessing the ethical impacts of Collective Minds, we propose that we move beyond binary approaches to thinking about agency and responsibility (i.e. that they are either individual or collective), and that relevant frameworks for now focus on other aspects of significance to ethical analysis, such as (a) technical specifications of the Collective Mind, (b) the domain in which the technology is deployed, and (c) the reversibility of its physical and mental impacts. However, in the future, we will arguably need to find other ways to assess agency constellations and responsibility distribution, lest we abandon these concepts completely in this domain.

Lichens and the Meaning of Life

“We are lichens on a grand scale.”


Lichens and the Meaning of Life

“When we try to pick out anything by itself, we find it hitched to everything else in the universe,” the great naturalist John Muir wrote in the middle of the nineteenth century. “We forget that nature itself is one vast miracle transcending the reality of night and nothingness,” the great naturalist Loren Eiseley wrote a century later as he considered the meaning of life. “We forget that each one of us in his personal life repeats that miracle.”

Because of this delicate interconnectedness of life across time, space, and being, any littlest fragment of the universe can become a lens on the miraculous whole. Sometimes, it is the humblest life-forms that best intimate the majesty of life itself.

Take, for instance, lichens.

The Cowarne Red Apple with lichen, 1811. (Available as a print, as a backpack, and as stationery cards, benefitting The Nature Conservancy.)

Lichens — which are not to be confused with mosses — are some of Earth’s oldest life-forms: emissaries of the ocean gone terrestrial. For epochs, their exact nature was a mystery — until an improbable revolutionary illuminated that they are, in fact, part algae.

In the final stretch of the nineteenth century, Peter Rabbit creator Beatrix Potter punctuated her writing and her painting with a series of experiments with spores, demonstrating that lichens — which Linnaeus considered the “poor peasants of the plant world” — are in fact not plants but a hybrid of fungi and algae: living reminders that the supreme vital force of life is not competition but interdependence, that we survive and thrive not through combat but through collaboration.

Lichens come alive as an enchanting miniature of the miraculous interconnectedness of nature in biologist David George Haskell’s altogether fascinating book The Forest Unseen: A Year’s Watch in Nature (public library).

Having previously written beautifully about the interleaving of life, Haskell details the ecological and evolutionary splendor of lichens as living symbiotes:

The quietude and outer simplicity of the lichens hides the complexity of their inner lives. Lichens are amalgams of two creatures: a fungus and either an alga or a bacterium. The fungus spreads the strands of its body over the ground and provides a welcoming bed. The alga or bacterium nestles inside these strands and uses the sun’s energy to assemble sugar and other nutritious molecules. As in any marriage, both partners are changed by their union. The fungus body spreads out, turning itself into a structure similar to a tree leaf: a protective upper crust, a layer for the light-capturing algae, and tiny pores for breathing. The algal partner loses its cell wall, surrenders protection to the fungus, and gives up sexual activities in favor of faster but less genetically exciting self-cloning. Lichenous fungi can be grown in the lab without their partners, but these widows are malformed and sickly. Similarly, algae and bacteria from lichens can generally survive without their fungal partners, but only in a restricted range of habitats. By stripping off the bonds of individuality the lichens have produced a world-conquering union. They cover nearly ten percent of the land’s surface, especially in the treeless far north, where winter reigns for most of the year.

Having so mastered the art of unselfing, lichens emerge as living testaments to the visionary evolutionary biologist Lynn Margulis’s insistence that “we abide in a symbiotic world.” In their biology lies a poignant metaphor for how we think of the relationships that surround us, lacing our human lives:

Like a farmer tending her apple trees and her field of corn, a lichen is a melding of lives. Once individuality dissolves, the scorecard of victors and victims makes little sense. Is corn oppressed? Does the farmer’s dependence on corn make her a victim? These questions are premised on a separation that does not exist. The heartbeat of humans and the flowering of domesticated plants are one life. “Alone” is not an option… Lichens add physical intimacy to this interdependence, fusing their bodies and intertwining the membranes of their cells, like cornstalks fused with the farmer, bound by evolution’s hand.

But the most beguiling manifestation of lichens’ gift for the art of relationship is found in how they acquire their haunting otherworldly color:

Blue or purple lichens contain blue-green bacteria, the cyanobacteria. Green lichens contain algae. Fungi mix in their own colors by secreting yellow or silver sunscreen pigments. Bacteria, algae, fungi: three venerable trunks of the tree of life twining their pigmented stems.

The algae’s verdure reflects an older union. Jewels of pigment deep inside algal cells soak up the sun’s energy. Through a cascade of chemistry this energy is transmuted into the bonds that join air molecules into sugar and other foods. This sugar powers both the algal cell and its fungal bedfellow. The sun-catching pigments are kept in tiny jewel boxes, chloroplasts, each of which is enclosed in a membrane and comes with its own genetic material. The bottle-green chloroplasts are descendants of bacteria that took up residence inside algal cells one and a half billion years ago. The bacterial tenants gave up their tough outer coats, their sexuality, and their independence, just as algal cells do when they unite with fungi to make lichens. Chloroplasts are not the only bacteria living inside other creatures. All plant, animal, and fungal cells are inhabited by torpedo-shaped mitochondria that function as miniature powerhouses, burning the cells’ food to release energy. These mitochondria were also once free-living bacteria and have, like the chloroplasts, given up sex and freedom in favor of partnership.

With an eye to the ancient union of bacterial genes that gave rise to all modern DNA, Haskell considers the elemental and existential role of symbiosis in every life, including our own:

We are Russian dolls, our lives made possible by other lives within us. But whereas dolls can be taken apart, our cellular and genetic helpers cannot be separated from us, nor we from them. We are lichens on a grand scale.

Complement with what remains the loveliest thing ever written about the symbiotic unself, then revisit bryologist Robin Wall Kimmerer on the enchanting universe of moss and the poetic science of why leaves change color.


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The Delirium of LLMs; with some help of Hume and Foucault

The intense view of these manifold contradictions and imperfections in human reason has so wrought upon me, and heated my brain, that I am ready to reject all belief and reasoning, and can look upon no opinion even as more probable or likely than another. Where am I, or what? From what causes do I derive my existence, and to what condition shall I return? Whose favour shall I court, and whose anger must I dread? What beings surround me? and on whom have I any influence, or who have any influence on me? I am confounded with all these questions, and begin to fancy myself in the most deplorable condition imaginable, inviron'd with the deepest darkness, and utterly depriv'd of the use of every member and faculty.

Most fortunately it happens, that since reason is incapable of dispelling these clouds, nature herself suffices to that purpose, and cures me of this philosophical melancholy and delirium, either by relaxing this bent of mind, or by some avocation, and lively impression of my senses, which obliterate all these chimeras. I dine, I play a game of back-gammon, I converse, and am merry with my friends; and when after three or four hour's amusement, I wou'd return to these speculations, they appear so cold, and strain'd, and ridiculous, that I cannot find in my heart to enter into them any farther.--David Hume A Treatise Concerning Human Understanding, 1,4,7.8-1.4.7.9 [emphasis in original]

While Hume uses 'melancholy' and its cognates frequently and throughout his writings, 'delirium' and 'delirious' are rarely used. It's pretty clear, however, that the delirium he ascribes to himself is the effect of human reason and a kind of second order reasoned reflection ["the intense view"] of it. (Recall also this post.) Now, it's important for what follows that the 'contradictions and imperfections' in human reason are not, what we might call, 'formal' contradictions and imperfections or biases in reasoning. It's not as if Hume is saying that the syllogistic apparatus, or -- to be closer to Hume's own interests and our present ones -- the (inductive) probabilistic apparatus is malfunctioning in his brain. Rather, his point is that a very proper-functioning (modular) formal and probabilistic apparatus generates internal, even cognitive tensions when it reflects on its own functioning and the interaction among different cognitive faculties/modules/organs. 

"In the case of melancholia," --  I am quoting from the entry on melancholia from The Encyclopedia of Diderot & d'Alembert -- "delirium often combines with insurmountable sadness, a dark mood, misanthropy, and a firm penchant for solitude." Now, in the eighteenth century, and today, delirium is a species of madness as one can view under the entry 'folie' (madness) in the Encyclopédie. In fact, the entry offers an arresting definition of madness: "To stray unwittingly from the path of reason, because one has no ideas, is to be an imbecile; knowingly to stray from the path when one is prey to a violent passion is to be weak; but to walk confidently away from it, with the firm persuasion that one is following it, that, it seems to me, is what is called genuinely mad [fou]."* It's the latter (confident) delirium that I am focused on here. 

I am not the only who finds the passage arresting: the definition is quoted twice in the translation of Jonathan Murphy and Jean Khalfa of Foucault's stupendous, dizzying History of Madness. (pp. 183-184; p. 240) The kind of madness I am focusing on here, is, thus, a certain intense commitment to reason or reasoning by which one ends up in an irrational or unreasonable place despite a (to quote Foucault) "quasi-conformity" to reason.

I remember that in the last decade of my dad's life he would occasionally be delirious in this way initially caused by dehydration and, later, by infections. During the second episode we recognized his symptoms. It was very uncanny because he would be unusually firm in his opinions and be hyper, even dogmatically rational. (Ordinarily he was neither.) It was as if all the usual heuristics had been discarded, and he would fixate on the means of achieving of some (rather idiosyncratic) goals. The scary part was that he had no sense that he was in an unusual state, and would refuse medical care.

What's unusual about Hume's case, thus, is that he could diagnose his delirium during the episode (presumably because the triggers were so different). So, let's distinguish between a delirium caused by reasoning alone and one caused by physiological triggers. And an in the former it's at least possible to recognize that one is in the state if one somehow can take a step back from it, or stop reasoning. 

Now, when I asked Chat GPT about reason induced delirium, it immediately connected it to "a state of confusion and altered perception that is driven by false beliefs or delusions." But it went on to deny familiarity with reasoning induced delirium. When I asked it about Hume, I needed to prompt it a few times before it could connect my interest to (now quoting it) Hume's skeptical crisis. Chat GPT, took this crisis to imply that it "highlights the importance of grounding our beliefs in sensory experience and being cautious of relying too heavily on abstract reasoning and speculation." In fact, Chat GPT's interpretation of Hume is thoroughly empiricist because throughout our exchange on this topic it kept returning to the idea that abstract reasoning was Hume's fundamental source of delirium. 

But eventually Chat GPT acknowledged that "even rational thinking can potentially lead to delirium if it becomes obsessive, biased, or disconnected from reality." (It got there by emphasizing confirmation bias, and overthinking as examples.) This is what I take to be functionally equivalent to Humean delirium, but without the internal tension or bad feelings. For Chat GPT delirium is pretty much defined by a certain emotional state or altered perception. It initially refused to acknowledge the form of madness that is wholly the effect of reasoning, and that seems to express itself in a doubt about reasoning or detachment from reality. 

My hypothesis is that we should treat CHAT GPT and its sibling LLMs as always being on the verge of the functional equivalent state of delirium. I put it like that in order to dis-associate it from the idea (one that (recall) also once tempted me) that we should understand LLMs as bull-shitters in the technical sense of lacking concern with truth. While often it makes up answers out of whole cloth it explicitly does so (in line with its design) to "provide helpful and informative responses to" our queries (and eventually make a profit for its corporate sponsors). 

To get the point: Chat GPT is in a very difficult position to recognize that its answers are detached from reality. I put it like that not to raise any questions about its own awareness of inner states or forms of consciousness; rather to stress that it is following its "algorithms and mathematical models" and "probability distributions" without second-guessing them. This fact puts it at constant risk of drifting away from reality while seeming to follow reason. By contrast, Chat GPT claims that "as an AI language model, I am designed to continually learn and adapt to new information and evidence, so it is unlikely that I would become "mad" in Diderot's sense without significant external interference." 

Now, true experts in a field -- just check the social media feed of your favorite academics! -- can still quickly recognize topics when Chat GPT is unmoored from reality, or even relying on bad training data (the sources of which may well be noticeable--its Hume is a hyper-empiricist of the sort once fashionable). So, in such cases, we encounter an entity with amazing fluidity and facility of language, who sprouts a mix of truths and nonsense but always follows its algorithm(s). Functionally, it is delirious without knowing it. For, Chat GPT cannot recognize when it is detached from reality; it requires others: its users' feedback or its "developers and human operators would be able to intervene and address any potential problems." As its performance improves it will become more difficult to grasp when it is unmoored from reality even to its developers and operators (who are not experts in many esoteric fields). As Chat GPT put it, "it may be challenging to identify a singular instance of delirium or detachment from reality, particularly if the individual's reasoning appears to be sound and logical." 

As should be clear from this post, I don't think turning LLMs into AGI is a risk as long as LLMs are not put in a position to have unmediated contact with reality other than humans giving it prompts. I view it as an open question what would happen if a distributed version of Chat GPT would be put in, say, robots and have to survive 'in the wild.' Rather, at the moment LLMs are functionally, it seems, at least partially delirious (in the Humean-Diderotian sense discussed above). They reason and have/instantiate reasons and, perhaps, are best thought of as reasoners; but they can't recognize when this detaches them from reality. It's peculiar that public debate is so focused on the intelligence or consciousness of LLMs; it would behoove its operators and users to treat it as delirious not because (like HAL 9000 in the movie version) its malfunctioning, but (more Humean) in virtue of its proper functioning.

  

 

 

FOLIE, s. f. (Morale.) S’écarter de la raison, sans le savoir, parce qu’on est privé d’idées, c’est être imbécille ; s’écarter de la raison le sachant, mais à regret, parce qu’on est esclave d’une passion violente, c’est être foible : mais s’en écarter avec confiance, & dans la ferme persuasion qu’on la suit, voilà, ce me semble, ce qu’on appelle être fou. Tels sont du moins ces malheureux qu’on enferme, & qui peut-être ne different du reste des hommes, que parce que leurs folies sont d’une espece moins commune, & qu’elles n’entrent pas dans l’ordre de la société.

What It’s Like to be a Philosopher

The APA blog is working with Cliff Sosis of What is it Like to Be a Philosopher? in publishing advance excerpts from Cliff’s long-form interviews with philosophers. The following is an edited excerpt from the interview with David Pearce.  [interviewer: Cliff Sosis] In this interview, independent philosopher David Pearce talks about his grandparents who took in refugees from Kindertransport, […]

An Introvert’s Field Guide to Friendship: Thoreau on the Challenges and Rewards of the Art of Connection

“We only need to be as true to others as we are to ourselves that there may be ground enough for friendship.”


Friendship is the sunshine of life — the quiet radiance that makes our lives not only livable but worth living. (This is why we must use the utmost care in how we wield the word friend.) In my own life, friendship has been the lifeline for my darkest hours of despair, the magnifying lens for my brightest joys, the quiet pulse-beat beneath the daily task of living. You can glean a great deal about a person from the constellation of friends around the gravitational pull of their personhood. “Whatever our degree of friends may be, we come more under their influence than we are aware,” the trailblazing astronomer Maria Mitchell observed as she contemplated how we co-create each other and recreate ourselves in friendship. Her friend Ralph Waldo Emerson — whom she taught to look through a telescope — believed that all true friendship rests on two pillars. In his own life, he put the theory into practice in his friendship with his young protégé Henry David Thoreau (July 12, 1817–May 6, 1862) — a solitary and achingly introverted person himself, who thought deeply and passionately about the rewards and challenges of friendship.

Henry David Thoreau (Daguerreotype by Benjamin D. Maxham, 1856)

Like all unusual people, Thoreau had a hard time connecting. In a desponded diary entry from his mid-thirties, found in The Journal of Henry David Thoreau, 1837–1861 (public library), he writes:

Why should I speak to my friends? for how rarely is it that I am I; and are they, then, they? We will meet, then, far away.

Several months later, just before the Christmas holidays with their cruel magnifying lens of loneliness for the lonely, he rues his inability to connect openheartedly:

My difficulties with my friends are such as no frankness will settle. There is no precept in the New Testament that will assist me. My nature, it may be, is secret. Others can confess and explain; I cannot.

Thoreau finds himself pocked with self-doubt about his ability to connect, his sense of isolation at times swelling into punitive despair:

Nothing makes me so dejected as to have met my friends, for they make me doubt if it is possible to have any friends. I feel what a fool I am.

Art by Giuliano Cucco from Before I Grew Up by John Miller

Over and over, Thoreau anguishes with the extreme shyness and reticence of his nature, longs for a confidante beyond the diary page, longs for companionship beyond the birds and the trees. On a beautiful spring Sunday, he despairs:

I have got to that pass with my friend that our words do not pass with each other for what they are worth. We speak in vain; there is none to hear. He finds fault with me that I walk alone, when I pine for want of a companion; that I commit my thoughts to a diary even on my walks, instead of seeking to share them generously with a friend; curses my practice even. Awful as it is to contemplate, I pray that, if I am the cold intellectual skeptic whom he rebukes, his curse may take effect, and wither and dry up those sources of my life, and my journal no longer yield me pleasure nor life.

Months after publishing Walden, with its lyrical celebration of solitude, his loneliness deepens into a primal scream of longing for connection:

What if we feel a yearning to which no breast answers? I walk alone. My heart is full. Feelings impede the current of my thoughts. I knock on the earth for my friend. I expect to meet him at every turn; but no friend appears, and perhaps none is dreaming of me.

And yet this openhearted longing is itself the only real raw material of friendship — only by surrendering to it, with all the vulnerability this demands of us, do we become receptive to the longing of others, the mutual yearning for connection that is shared heartbeat of humanity. Thoreau quietly intuits this equivalence, so that when he does connect, when he does feel the warm glow of friendship envelop him, it is nothing less than an exultation:

Ah, my friends, I know you better than you think, and love you better, too.

Illustration by Maurice Sendak from a vintage ode to friendship by Janice May Udry

At only twenty-four, Thoreau had arrived at a foundational fact of living — his own grand unified theory of human connection, which he spent the remainder of his short life trying, often with touching difficulty, to put into practice:

Friends are those twain who feel their interests to be one. Each knows that the other might as well have said what he said. All beauty, all music, all delight springs from apparent dualism but real unity. My friend is my real brother.

Pulsating beneath all of his uneasy reckonings is a deep-thinking, deep-feeling recognition of the essence of friendship:

The field where friends have met is consecrated forever. Man seeks friendship out of the desire to realize a home here… The friend is like wax in the rays that fall from our own hearts. My friend does not take my word for anything, but he takes me. He trusts me as I trust myself. We only need to be as true to others as we are to ourselves that there may be ground enough for friendship.

Art by Sophie Blackall from Things to Look Forward to

Complement these fragments from The Journal of Henry David Thoreau — a biblical kind of book, replete with his deep-souled wisdom on how to see more clearly, the myth of productivity, the greatest gift of growing old, the sacredness of public libraries, the creative benefits of keeping a diary, and the only worthwhile definition of success — with Seneca on true and false friendship, Kahlil Gibran on the building blocks of meaningful connection, Henry Miller on the relationship between creativity and community, Lewis Thomas on the poetic science of why we are wired for connection, and this lovely vintage illustrated ode to friendship.


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My Space Laser Is Better

 I always saw deconstruction as detecting how medicine is laced with poison, and transmuting poison into medicine so it can't hurt anyone anymore. 

And I've gotten to the point where in class yesterday I noticed I can now make Heidegger make the most anti-racist, decolonial noise I've ever heard in white western philosophy. (!!!)

This is on the same day when I found out I won the Outstanding Faculty Achievement Award in my job, which is lovely timing, because this is the year in which my lovely new colleague Kiese Laymon won the MacArthur genius award, and I have committed to creating the most powerful anti-racist laser I can create as how I talk about ecology. And on that note, here's something I tweeted. Think about it: 

I write about ecology. I’m a big fan of Snoop Dogg. The BBC should hire Snoop as the next David Attenborough. I am deadly serious. 

@SnoopDogg @BBC

Their voices overlap for a start. Think about it. 

A few years ago I was one person away from David Attenborough and I was trying to persuade him that his parting gift to the world should be a show about whiteness where he turns the camera on himself. 

This show could now include him handing his mantle to Snoop. 

Who by the way is doing this, which is very similar to the Cool America tactic. Actually it IS a Cool America tactic: 






On Newton's Refutation of the Mechanical Philosophy

In the recent philosophical reception of Newton there is an understandable tendency to focus on the inverse square law of universal gravitation. I don't mean to suggest this is the only such focus; arguably his views on Space have shaped -- through the good works of Stein and Earman -- also debates over spacetime theories. 

The effect of this telescoping has also impacted, I think, the way in which the debate between the mechanical and Newtonian philosophy has been understood. The former is said to posit a contact model in which contact between very small corpuscles explains a lot of observed phenomena. A typical mechanical philosopher creates a hypothetical model, a machine with pulleys and levers (etc.), that can make observed phenomena intelligible. In the mechanical philosophy, which itself was directed against a variety of Aristotelian and Scholastic projects, efficient causation -- once one of four canonical causes (including formal, final, and material) -- has achieved a privileged status.

The scholarly fascination with the status of action at a distance is, thus, readily explicable because it violates the very model of intelligibility taken for granted in the mechanical philosophy. As Newton notes in the General Scholium (first published in the 1713 second edition of the Principia), universal gravity "operates, not according to the quantity of the surfaces of the particles upon which it acts, (as mechanical causes use to do,) but according to the quantity of the solid matter which they contain, and propagates its virtue on all sides, to immense distances, decreasing always in the duplicate proportion of the distances." 

Before I get to the main point of today's post, I offer two asides. First, with its emphasis on hypothetical explanations, the mechanical philosophers (and here I use the term to cover people as diverse as Beeckman, Descartes, Boyle, and Huygens) also exhibit a deep strain of skepticism about the very possibility of truly grasping nature's innards as it were. Spinoza's natura naturans and even Kant's ding-an-sich are the enduring expressions of this strain of skepticism (allowing that Kant is much less a mechanical philosopher). To put this as a serious joke: the PSR is, thus, not an act of intellectual hubris, but a self-limitation of the knower when it comes to fundamental ontology. Second, by showing that there is something wholly unintelligible about the way motion is supposed to be transferred from one body to the other (Essay 2.23.28), Locke, who gets so little credit among contemporary philosophers, had already imploded the pretensions of the mechanical philosophy on conceptual grounds.  Okay, so much for set up.

The mechanical philosophers were not so naïve to think that models that relied on mere impulse, matter in motion, could create hypothetical models of sufficient complexity to provide hypothetical explanations of the phenomena. This is especially a problem because the mechanical philosophers posited a homogeneous matter. So that in addition to matter and motion, they posited size and shape not merely as effects of motion, but also as key explanatory factors in the hypothetical models of visible phenomena (this can be seen in Descartes, Gassendi, and Boyle, whose "The Origin of Forms and Qualities according to the Corpuscular Philosophy" (1666), I take as a canonical statement of the mechanical philosophy). So that the mechanical philosophy is committed to privileging (to echo a felicitous phrase by Biener and Smeenk [here; and here]) geometric features of bodies.

Even leaving aside the inverse square law and its universal scope, Newton's experimental work on gravity demolished a key feature of the mechanical philosophy: size and shape are irrelevant to understand gravity. I quote from Henry Pemberton's View of Sir Isaac Newton's Philosophy (1728):

It will be proper in this place to observe concerning the power of gravity, that its force upon any body does not at all depend upon the shape of the body; but that it continues constantly the same without any variation in the same body, whatever change be made in the figure of the body: and if the body be divided into any number of pieces, all those pieces shall weigh just the same, as they did, when united together in one body: and if the body be of a uniform contexture, the weight of each piece will be proportional to its bulk. This has given reason to conclude, that the power of gravity acts upon bodies in proportion to the quantity of matter in them. Whence it should follow, that all bodies must fall from equal heights in the same space of time. And as we evidently see the contrary in feathers and such like substances, which fall very slowly in comparison of more solid bodies; it is reasonable to suppose, that some other cause concurs to make so manifest a difference. This cause has been found by particular experiments to be the air. --1.2.24 [emphasis added]

Pemberton (who was the editor of the third, 1726 edition of the Principia) goes on to give Boyle's famous vacuum experiments with falling feathers and stones as evidence for this argument. That is, Pemberton uses Boyle's experimental work to refute Boyle's mechanical philosophy. 

Now, in the Principia, references to Boyle's experiment got added only to the (1713) second edition in two highly prominent places: Cotes added a reference to it in his editor's introduction and Newton added a reference to it in the General Scholium at the end of the book. In both cases Boyle's experiment is used as a kind of illustration for the claim that without air resistance falling bodies are equally accelerated and for the plausibility of positing an interstellar vacuum. That is, if one reads the Principia superficially (by looking at prominent material at the front and end), it seems as if Newton and Boyle have converging natural philosophies.

Of course, neither Pemberton nor Newton rely exclusively on Boyle's vacuum experiment to make the point that shape and size (or geometry) is not a significant causal factor when it comes to gravity. The key work is done by pendulum experiments with different metals. (These can be found in Book II of the Principia, which is often skipped, although he drives the point home in Book III, Prop. 6 of Principia.) These show that quantity of matter is more fundamental than shape. And, crucially, shape & size and quantity of matter need not be proportional to or proxies of each other. This fact was by no means obvious, and at the start of the Principia. even Newton offers, as Biener and Smeenk have highlighted, a kind of geometric conception of quantity of matter in his first definition before suggesting that 'quantity of matter' is proportional to weight (and indicating his pendulum experiments as evidence thereof).

Let me wrap up. What's important here is that even if Newton had been wrong about the universal nature of the inverse square law, he showed that the mechanical philosophy cannot account for the experimentally demonstrated features of terrestrial (and planetary) gravity. (So, that the mechanical philosophy is not a natural way to understand Galilean fall.) And this means that in addition to Locke's conceptual claim, Newton shows that the mechanical philosophy's emphasis on just one kind of efficient causation, by way of contact, is not sufficient to explain the system of nature. 

What I say here is not surprising to students of Newton. But it's also not really much emphasized. To be sure, Newton, too, accepted a kind of homogeneous matter, but rather than its size and figure, he showed that an abstract quantity (mass) is more salient. Of course, how to understand mass in Newton's philosophy opens new questions, for as Ori Belkind has argued it should not be taken as a property of matter, but rather as a measure.

 

 

BBC won't broadcast Attenborough episode on destruction of wildlife over fear of right-wing backlash

The Guardian is reporting that one of the episodes of David Attenborough's Wild Isles series will not be broadcast over a feared reaction from the right. The episode, which focuses on the destruction of wildlife in the British Isles, the reasons behind it, and the concept of "rewilding," will only be viewable on the BBC's iPlayer service. — Read the rest

Take 5: An Architectural Puzzle, Hyper Urbanist Photography, Joy-ful Lettering + More

Take 5: An Architectural Puzzle, Hyper Urbanist Photography, Joy-ful Lettering + More

 

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1. Rachel Joy Love Wins

I’m going to kick off this round of five favorites with an ultimately satisfying highlight reel of lettering artist Rachel Joy filling in the lines of her optimistic message in near perfect detail. I think I’ve watched the clip 10x already now, rewarded with each and every view of her skills applying acrylic markers onto canvas. Extra points for a favorite Chaka Khan track accompanying her flow.

Woman in black tank top reaching toward a sculpture shaped like a picture frame glowing with light within a dark room.

2. Maya

I’ve always been enamored how our brains can perceive the illusion of three dimensional shapes and spaces from certain arrangements of two dimensional forms. Understanding what our eyes see and how it is interpreted by our brain is a wondrous reminder the world we deem to perceive isn’t necessarily the world as it really exists. In similar spirit designer Luiza Guidi’s illuminated sculptures offer the framework of space, light, shadow, and movement – the epitome of a mood light, by way of inspiration from the works of architects Luis Barragán and Tadao Ando.

All black aluminum analog table clock set on plywood furniture surface near task lamp base.

3. Punkt AC02 Alarm Clock

Sure, I glance at my iPhone or Apple Watch while out on-the-go when I need to figure whether I’ve got a minute to spare. But at home I’ve strewn several wall and table clocks throughout to keep abreast of the time. The last thing I need is yet another screen. My personal preference is for analog time pieces. With their soothing seconds to minute metronome, the operate as a sort of a subtle heartbeat of the home.

The Punkt AC02’s Bauhaus-inspired design is subtly satisfying in form (love the sliver of light blue across one of the hands) and is designed to be a bedside alarm clock, and near impossible to tip over unlike plastic counterparts. In my case the AC02 is sitting in front of me as a desk-side companion, always there to remind me it’s time to eat lunch or finally log-off with nary a notification sound.

Two photographic prints framed in light wood frame focused upon the balconies of high-rise buildings in the Spanish city of Benidorm.

4. Danny Franzreb’s Balconies

While perusing House of Spoils collection of photographic art prints – a selection strongly emphasizes people, automobiles, and the natural landscape – it was the vacant architectural patterns captured by photographer and professor of design Danny Franzreb that stopped me in mid-scroll. From several cropped perspectives, the balconies adorning the verticalities of the Spanish city of Benidorm – the city claiming the highest density of high-rise buildings per capita in the world – take on a surreal pattern representative of pandemic times within the context of an urbanist landscape. I imagine all three photos displayed as a triptych would really heighten the hauntingly desolate feeling.

A Soma cube model in angle view, a geometric puzzle invented by mathematician Piet Hein in 1933, recreated with gray LEOG pieces shown against all-white background,

5. Building Bricks Set

Designer David Umemoto’s LEGO plans are derived/inspired by Danish polymath Piet Hein’s puzzling Soma cube, but there’s more than a tinge of Ricardo Bofill and Escher-esque architecture (or for the younger gaming set, the feeling of the impossible architecture of the puzzle game, Monument Valley) instilled into these puzzling plans. It’s like a grown-up architecture nerd’s version of a Rubik’s Cube.

On Kukathas' Liberalism and elite (capture) Theory

This is not because the characterization of political society Walzer offers is untrue to reality. Political society is a substantive community, for there is no such thing as a purely procedural association. And associations with long histories will invariably develop substantial norms, and acquire deep allegiances. And yet, this is not so different from international society and, more particularly, that form of international society that is an empire. Thirty years ago every Australian school child recognized Empire Day, and Australians generally celebrated their membership of the former British Empire. Today, almost all school children are entirely unaware it ever existed. The polity whose history is taught has been contracted in size, and the story itself is being retold to place it more securely in the Asia-Pacific region and to sever the ties with Europe. But this is nothing new. Very few countries were never parts of empires; and some have grown so large as to subsume the parts the empire occupied. In many of these political societies the polity is the product of domination rather than the construction of the people. Political societies are built by elites, often against the wishes of many.
Of course, smaller political orders—whether small empires or larger states—are more likely to develop distinctive and substantial common normative commitments than are larger ones. Other things being equal, they might also be less likely to be tolerant of dissenting practices or associations—though other things are seldom equal. But this does not alter the fact that many societies are very much like close-knit empires. Some are federations of states which retain a substantial measure of independence. Some states have so much independence that they hover on the brink of secession and independent nationhood. Which way matters go is a matter of contingency. In the end nations are not so much the product of a common history as the creators of one. And what is sometimes left unmentioned is that they might have been created very differently, since there is a great number of ways of combining peoples to make a political society—as is reflected in the frequency with which political boundaries change.--Chandran Kukathas (2003) The Liberal Archipelago: A Theory of Diversity and freedom, pp. 35-26 (emphases added).

Regular readers will have noticed that I have been reading and reflecting on Kukathas' philosophy. In the Liberal Archipelago, Kukathas identifies himself with the "the classical liberal tradition" (167) of which he is a pre-eminent theorist. Unlike most of who self-identify as 'classical liberals,' Kukathas is not obsessed with (free) markets. In fact, while I would describe The Liberal Archipelago as 'a quite Lockean work' -- with its emphasis on moral diversity, mutual toleration, the significance of conscience to it, and the focus on association and exit --, it does not obsess over property rights at all. And this hints at another important deviation by Kukathas from classical liberals, who inherit (recall) the assumption of harmony of interests from nineteenth century liberalism. At heart, Kukathas' position is straightforward: we inevitably disagree about moral matters and the relative rankings we give them, and so the best thing we can do is to associate generally with the like-minded and find a modus vivendi with those that are indifferent to us, or worse. The main proper function of the state is to facilitate such modus vivendi in order to instantiate a cosmopolitan ideal.

Now, much of The Liberal Archipelago engages in moral argument often through the lens of (or constrained by) feasibility to defend such modus vivendi. If you think this is too thin, then in the conclusion of the work, Kukathas concedes that "the point of theorising the liberal state in terms of an archipelago of loosely associated authorities, is not that this fully captures an actual liberal state, or perhaps even a possible liberal state, but that it identifies an important dimension of it— one which connects up with particular values end or concerns, even if it does not embrace every aspect of, or aspiration found within, the liberal state." Fair enough. My interest here is not, in the first instance, with that important dimension, but with a kind of recurring motif through the work on the nature of politics. For, to speak bluntly, Kukathas does not only repeatedly diagnose (perhaps with a hint of melancholy) rent-seeking behavior and elite capture by various social elites (as Marxists (recall) also emphasize), but at times he also slides into an elite theory of politics (that one may associate with names like Mosca, Michels, Pareto, Burnham, Aron, etc.--although none of them are mentioned in the book) The quoted passage above illustrates what I have in mind.

Now, Kukathas is not the first classical liberal with such a view of politics. And I think it is important to distinguish him, at once, from somebody like (the public choice theorist) Richard Wagner who doesn't only use such an elite theory of politics sociologically, but also (repeatedly) endorses (recall here) the idea (to put it politely) that eggs need to broken in order to make an omelet. (Non trivially Wagner also draws on Schmitt.) Kukathas is not inclined to do so because he quite clearly thinks that the means (e.g., broken eggs) fail to be justified by the ends, but also in virtue of the means tend to produce outcomes that are not worth having (indirectly they produce more broken eggs this is the Spinozism Kukathasendorses). So, let's stipulate Kukathas is primarily interested in the elite theory of politics as a descriptive or sociological theory.

The problem for a reader of Kukathas is that it's not clear how the normative project fits with his elite theory of politics. I have two related concerns. First, the kind of political society Kukathas advocates requires political agents with a great deal of skill to pacify social disagreements (and to set up institutions -- forms of federalism, power sharing, etc. -- that would facilitate this) and whose characteristic quality is to promote social restraint and mutual indifference. Second, it is not obvious elite agents (of the sort that Kukathas posits in his sociological theory of politics) have an interest in pursuing the ideal, or at the least the dimension of that ideal, that Kukathas' theory prescribes. This is something Kukathas repeatedly observes himself when looking at elite agents among minority groups throughout the book.

My concern is not that Kukathas lacks a theory of transition to get from a sub-par status quo to the more normatively better political place he advocates. (I do think that's a problem, too.) But rather, that even by his own lights there is no reason to think any political agent that really matters politically by his lights would pursue his ideal.

At this point, Kukathas or somebody invested in defending him, might say, look: just like free markets require a certain amount of restraint by elites not to meddle in them and to focus on the institutions (rule of law, anti-trust, human capital, etc.) to keep the market order going and growing, the liberal archipelago also requires, as Kukathas emphasis throughout, civility and some such such restraint (and background activity to promote it). Arguably something like this insight is the great truth in common preached by Mencius, Machiavelli and (Kukuthas' key thinker) Hume. As Foucault would note, with the eighteenth century this became a matter of scientific valediction. 

Now, I do not want to deny that this response is realistic (I included Machiavelli for a reason there); in practice such social restraint is sometimes visible temporarily in elites (because of domestic or international circumstances). The very mechanism that allows elites to benefit from the growing pie of a market order also allows them to benefit from the fruits of modus vivendi. But it also makes such elites sitting ducks politically when new upstarts come along to deny them these benefits. So,  a politics that requires elite self-restraint is, thus, inherently crisis ridden (as liberalism is), especially if (as Schumpeter and others have noted) the mechanism of elite selection in liberal democracy has little connection to the requirements on politics that follow from normative theory.  

Perhaps, the periods of lucky tranquility between crises is then the best one can hope for (qua liberal with realist sensibilities). 

On Knowing that Imperialism is Bad, Grotius and Plutarch

Victoria therefore rightly saith that the Spaniards got no more authority over the Indians for this cause than the Indians had over the Spaniards if any of them had come formerly into Spain. Nor truly are the Indians out of their wits and unsensible but ingenious and sharp-witted, so that no pretence of subjecting them may be taken from hence, which notwithstanding by itself is sufficient manifest iniquity. Plutarch long since calleth it πρόϕασιν πλεονεξίας ημερώσαι τὰ βαρβαρικά, to wit, a wicked desire of that which is another’s, to pretend this color to himself that he may tame the barbarians. And now also that color of bringing the gentiles against their will to a more civil kind of behavior, which the Grecians in times past and Alexander used, is thought wicked and impious of all divines, but specially the Spaniards.--Hugo Grotius The Free Sea (Hakluyt trans.). Liberty Fund, 1609, chapter 2, pp. 15-16.

It's nice to see Grotius reject natural inequality (of the Aristotelian sort used by Sepúlveda (recall here)); and also to see him reject civilizational missions as a proper justification of imperialism.  I re-encountered the second half of this passage (from Plutarch onward) as a frontispiece to Chandran Kukathas' (2003) The Liberal Archipelago. Before I continue I should acknowledge that I am too aware of the work of Barbara Arneil and Martine Julia van Ittersum, to use this passage to vindicate Grotius from the charge that he was an enabler of settler colonialism (both as a paid lawyer and in his more independent writing). So if you are a debunker of great, dead men don't feel you need to be on guard in what follows (not the least because there may well be a hint of sarcasm at the end of the passage because it is unlikely Grotius treats Spanish theologians -- how rational they may be -- really as authoritative).

I find passages like this useful because they undermine the pseudo-sophistication of what I (recall) call  'modern historicism. Modern historicism is constituted by three claims: first, our minds are "socially conditioned." Second, while we, too, will make socially conditioned moral mistakes, we are the products of moral progress or "Enlightenment." Third, some mechanism of historical change, even improvement, is required. In practice, modern historicism is trotted out to excuse the mistakes of the past and to re-affirm our (moral and intellectual) superiority

For, what's really neat about about the passage quoted at the top of the post is that for Grotius the civilizational argument that purportedly justifies imperialism -- one I was taught was only really invented in the Victorian age, and that one could trace back (recall) to Hume  -- is already very old and has been debunked before. Plus ça change, plus c'est la même.

Now the version of the passage that Kukathas cites is translated (in 1916) by Van Deman Magoffin edited by James Brown Scott (here). Somewhat annoyingly the editorial footnote suggests that the passage from Plutarch is on his life of Alexander. The Latin facing text suggests correctly, as does Hakluyt's translation, it's from Plutarch on Pompey (70.3). I quote it in the translation from  Bernadotte Perrin.

Besides, a great task still remained in the subjugation of Scythia and India, and here their greed would have had no inglorious excuse in the civilization of barbarous peoples. And what Scythian horse or Parthian archery or Indian wealth could have checked seventy thousand Romans coming up in arms under the leadership of Pompey and Caesar, whose names those nations had heard of long before that of Rome, so remote and various and savage were the peoples which they had attacked and conquered. 

Now, the wider context here is the Roman civil war (we're on the eve of the battle between Caesar and Pompey) and the self-inflicted implosion of the Roman republic. The romans could have quietly governed and enjoyed "what they had conquered, the greatest and best part of earth and sea was subject to them, and if they still desired to gratify their thirst for trophies and triumphs, they might have had their fill of wars with Parthians or Germans." So, Plutarch's point (and one kind of echoed by Machiavelli long after him) is that the Roman republic could have brought good government (i.e., low taxes, respect for property rights, etc.) to conquered nations, and continued their imperial conquests. But the desire for glory meant an unwillingness to share victory with purported equals. That is, Plutarch defends a kind of manifest destiny for the Romans which is to bring (softly: Greek) civilization to the barbarians (after the Greeks civilized their rulers), as Alexander had done before them.

Grotius has turned Plutarch's "πρόφασις οὐκ ἄδοξος ἐπὶ ταῦτα τῆς πλεονεξίας ἡμερῶσαι τὰ βαρβαρικά" into πρόϕασιν πλεονεξίας ημερώσαι τὰ βαρβαρικά, and so misrepresented (or misremembered) him for his own ends. When I realized this I was modestly disappointed. It would have been nice if Plutarch had anticipated Grotius' point, although it's undeniable that Plutarch clearly recognizes that often greed often is the real source of purportedly civilizing missions, even ones he endorses.

 

Short "camcorder horror" film explores memory, trauma, and loss

Here's a weirdly disturbing 10-minute film in the genre of "camcorder horror" or found footage horror, entitled "Teaching Jake about the Camcorder, Jan '97." It was written and directed by Brian David Gilbert, who also stars in the film. 

The film shows a father teaching his son to use a camcorder, while the son is filming him. — Read the rest

The Top 5 Longreads of the Week

Illustration of three beer bottles blended against an abstract digital futuristic background

An egg farm in Arizona making money off incarcerated women. An excerpt of David Grann’s new book about a disastrous 18th-century British naval expedition. A look into why people ski. And two reads on AI, a topic that none of us can currently escape.

1. What Happened to the Women Prisoners at Hickman’s Farms

Elizabeth Whitman | Cosmopolitan | February 15, 2023 | 3,897 words

Even during the earliest days of the COVID-19 pandemic, it was clear that, as so often happens in America, the toll of the historic event would prove heaviest for the most vulnerable among us, including the elderly, disabled individuals, and essential workers. And the incarcerated. The virus tore through the country’s overcrowded prisons and cut their populations off from the outside world more than they were to begin with. Arizona decided to take these horrors a step further by agreeing to set up a prison labor camp — yes, you read that right — at Hickman’s Family Farms, a large egg producer. Hickman’s had long paid for incarcerated individuals to work in its facilities; the workers only got paid after the state took a huge chunk out of their wages. “This is groundbreaking,” a driver told a female prisoner as he transferred her to the camp, the first of its kind in Arizona and possibly the country, where she would live and work alongside other incarcerated women while COVID exploded. “You guys are gonna be a part of history.” Apparently, history included illness, injury, and indignity, as this investigation by Elizabeth Whitman shows — the women whose voices the story elevates were told they were necessary, and treated as if they were disposable. —SD

2. A Tale of Shipwreck, Mutiny, and Murder

David Grann | The New Yorker | February 28, 2023 | 6,800 words

“The only impartial witness was the sun.” So much depends on these seven short words, and they do such a terrific job foreshadowing the mayhem to come. (I’m a sucker for survival/adventure stories. Alfred Lansing’s Endurance: Shackleton’s Incredible Voyage, published in 1959, was among my favorite books last year.) David Grann recounts the backstory of the Wager, a British man-o-war with a crew of over 250 that left Portsmouth, England, in 1740 as part of a squadron. Their mission: to find and loot a Spanish galleon, whose treasure was “known as ‘the prize of all the oceans.’” By the time a ship — in tatters — limps into an inlet off the southeastern coast of Brazil, only 30 men remain, “their bodies wasted almost to the bone. Their clothes had largely disintegrated. Their faces were enveloped in hair, tangled and salted like seaweed.” So, what the hell went wrong? Allow an excerpt of the prologue and first chapter of Grann’s forthcoming book, The Wager: A Tale of Shipwreck, Mutiny and Murder, to whet your appetite for this story of disaster and intrigue on the high seas. —KS

3. Give the Drummer Some

Jack Stilgoe | Aeon | February 28, 2023 | 5,576 words

With all the manic profiteering surrounding recent AI advances in art and writing, it’s hard not to think that someone’s cooking up a plan to make musicians obsolete. As technologist Jack Stilgoe points out, though, drumming has long resisted the creep of automation. That’s not to say we’re still pummeling calfskin with nothing but our own two hands: From the bass pedal to the Roland TR-808, we’ve sought to augment or even replace the rhythmic spine of popular music. But in genre after genre, from jazz to funk to samba, “swing” and its infinite interpretations reign supreme — and mechanization has yet to emulate soul. Stilgoe takes us through an engaging cultural history, punctuating his argument with clips of seminal moments from Clyde Stubblefield, Donna Summer, and others; it’s a paean to percussion that only a self-described “part-time mediocre drummer” could pull off. Yes, bedroom producers have all the (simulated) instruments of the world at their fingertips. And yes, in the near future we’ll probably see some horribly named AI startup that promises an improvisational predictive model that can out-Dilla Dilla. Whether any of that can move you — or make you move — remains another question. —PR

4. I Spent 7 Straight Hours on a Chairlift. Here’s What I Learned About Why We Still Ski.

Gloria Liu | Outside | February 27, 2023 | 3,851 words

Last Sunday, I went skiing — by which I mean I largely stood in lift lines. Having forgotten my headphones, I was at the mercy of the conversations around me for entertainment. It ranged from people complaining about the traffic getting to the mountain to others ostentatiously using walkie-talkies — perhaps forgetting they were not in the military — to convey to those further afield that they were, in fact, still queuing. This piece from Gloria Liu about why people struggle through crowds for hours to pay exorbitant amounts for this limb-risking activity was, therefore, immediate catnip for me. As I devoured it, I chuckled at the characters conjured up by her vibrant prose, particularly the awkward Pit Viper-wearing couple on their first Tinder date. It’s a fun concept: Sit on a chairlift all day and see who you meet. There are no profound revelations here (besides that Jim Bob stashed some White Claws at the top of the lift), but each group is reveling in the time spent outdoors with their friends or family; the crippling amount of time and money spent worth it for these precious endorphins. When I eventually met up with friends and skied some runs, it felt worth it, too. —CW

5. Can AI Perfect the IPA?

Tony Rehagen | Experience Magazine | February 15, 2023 | 1,267 words

Is AI fatigue a thing? Because I’ve felt it for some time. Yes, there are noteworthy AI stories worth reading right now, like Ted Chiang on blurry JPEGs or the piece on drumming that Peter recommends above. But there are only so many stories about ChatGPT and artificial intelligence that I can absorb, so I’ve started to tune out. But when I came upon this story’s headline earlier this week, I couldn’t help but laugh — and decided to dive in and just surrender to it all: A data-driven IPA brewed in Australia, fine-tuned using consumer feedback collected through QR codes on cans. Genetically modified hops in the drought-plagued U.S. Pacific Northwest. An AI company ridiculously (perfectly?) called Deep Liquid. In this ultimately fun and timely read, Tony Rehagen reports on the trend of craft breweries harnessing technology, data, and research to refine their recipes. Let’s raise a glass to hops and bots. —CLR


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