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Bridging the Gap between Research and Policy: Lessons from Co-Creation in the Aid Sector

There is an increasing focus in academic and policy circles on research-policy partnerships. These partnerships are often achieved through co-creation, or “the joint production of innovation between combinations of industry, research, government and civil society.” Co-creation is central to innovation in the hard sciences and technology, but its role in international relations scholarship and aid policy remains underdeveloped.

As scholars of international aid practice, we believe that co-creation can help us design and conduct more relevant, rigorous, and impactful research. It is also a core mission of the Research on International Policy Implementation Lab (RIPIL), whose co-creation process engages policymakers and practitioners in: 1) the generation of important, policy-relevant research questions; 2) research on these questions, through regular validation and consultation; and 3) the development and dissemination of findings and their policy implications, which often leads to the identification of important new research questions and opportunities.

In this piece, we focus on the first phase: the co-creation of research questions. This is one of the trickiest phases of the co-creation process because it requires researchers and policymakers to find a common question and research design that aligns with academics’ incentive to publish rigorous research and policymakers’ incentive to feed evidence into the policy process. Future blog posts will discuss how to implement co-created research and disseminate co-created findings.

At the beginning of the COVID-19 pandemic, we initiated a collaboration intended to generate policy-relevant research questions on the changing nature of international aid. Our aim was to get a sense of whether the combined shocks of COVID-19, growing calls to decolonize aid, and the rise of populism and popular protest had changed the underlying power dynamics in aid. 

Importantly, in this project, we did not just want to learn from practitioners based in Western Europe or North America. We wanted insights from key thinkers and actors from the context where aid dependency has been most acute: the African continent. We wanted to understand how these thought leaders viewed aid-related power dynamics and how research could help answer their most puzzling questions.

Between 2020 and 2022, we conducted one-on-one interviews, organized virtual focus groups, and hosted a high-level roundtable in Geneva with donor governments and international non-government organizations (INGOs) on power in aid, all to better understand the changing nature of aid and the research questions that matter to policymakers, practitioners, and key African thinkers.

A synthesis of our thematic findings is available here. In this blog, we discuss our four most important lessons learned about the co-creation process itself. 

First, co-creation requires scholars to bring knowledge to the table and to put the voices of others at the center

We saw our discussions as an exchange of knowledge. Therefore, we wanted to make sure that we brought something to the table. Before each meeting and workshop, we circulated a summary of the existing research and our discussions from previous meetings. Having set the stage with these syntheses, we then focused each interview and workshop on listening (not talking). This allowed us to build on the existing academic knowledge, and to use the conversations to identify how it diverged from the everyday experiences of our interviewees and workshop participants. It also allowed each participant to arrive feeling well-prepared, in part through the materials we provided.

Importantly, we began each workshop and roundtable with presentations by African scholars and practitioners. They helped shape the power dynamics of the conversation from the outset.

The process worked. Our preparation, planning, and careful facilitation enabled open and respectful communication among key African thinkers and representatives of international non-governmental organizations (INGOs), donor governments, recipient governments, and the United Nations.

Second, co-creation requires regular communication, persistence, and respect

We wanted to hear what donors, recipients, and key observers had to say about changing power dynamics around aid. We wanted to understand the perspectives of people from different recipient and donor countries to see if there might be broader trends.

Most of the people who participated in our discussions did not know us or each other. To enable an open conversation, we had to create an environment where they could trust us, and each other. This took time. We had to reach out to people repeatedly; build relationships through one-on-one conversations at the beginning of the process; and use these one-on-one conversations and our repeated meetings over time to establish our own credibility. This paid off in the quality of the conversations we were eventually able to have in our focus-group discussions and, subsequently, in our high-level panel in Geneva.

Third, co-creation requires researchers to be flexible and willing to let go of their prior expectations

If the point of co-creation is to spark new lines of inquiry, researchers involved in co-creation must be willing to let go of the questions they think they should be asking and be open to the questions that others think are most important.

In our initial one-on-one conversations, we focused on asking open-ended, big picture questions to get a sense of whether participants thought power dynamics had changed and, if so, how. In some cases, their answers confirmed our assumptions. In others, we were surprised by new insights.

For example, respondents indicated that the rise of populism in Africa was leading to a backlash against aid recipients and donors. This led us to start a new research project on aid and populism that we could not have imagined at the beginning of the process. 

Fourth, co-creation requires a considerable time investment

This is hard to understate. Co-creating research questions involves the translation and transfer of ideas between science, policy, and practice over an extended period. This means that researchers should not engage in co-creation expecting quick wins or immediate research results. Co-creation is not a quick strategy to increase your research output, but a long-term commitment to identifying important research questions and building the relationships necessary to answer them. 

When done well, co-creation has the potential to improve the relevance and impact of research, foster greater collaboration and understanding between researchers and practitioners, and ultimately contribute to positive change in the aid sector. But it is time-consuming and requires patience, careful planning, regularly questioning one’s assumptions, and continuous communication.

We believe that the investment of adequate time up front has been worthwhile, greatly enhancing our understanding of the power dynamics in aid today and enabling us to ask (and answer) cutting-edge research questions. It has also given us the connections necessary to conduct research on these dynamics, ensuring that our research authentically reflects the views shared by African stakeholders and is relevant to aid policymakers and practitioners globally.

To learn more about RIPIL, visit https://bridgingthegapproject.org/ripil/.

Do No Harm: US Aid to Africa and Civilian Security

Guest post by Patricia L. Sullivan

During her recent trip to Africa, US Vice President Kamala Harris announced a $100 million commitment over ten years to West African Nations to fend off the increasing threat of extremist groups. The announcement followed President Biden’s pledge of $55 billion to the continent for the next three years. While these promises reveal a US commitment to greater engagement with African states, the often-dodged question is whether citizens of these states will benefit. Will US security aid improve human security in fragile and conflict-affected African states? How is US security assistance likely to affect governance and state repression for citizens that often suffer at the hands of both extremist groups and their own security forces?

The empirical record is mixed. Between 2002 and 2019, the US spent almost $300 billion on security assistance and trained at least one million foreign military personnel. In some countries, such as Ukraine, these programs have improved both the capability and professionalism of the state’s armed forces. In others, they escalated human rights abuses and increased the risk of coups d’état. Take the example of Kenya—one of the largest recipients of US military training and equipment in East Africa. The state’s security forces have been found to engage in torture, extrajudicial killings, mass arrests, and forced disappearances. Or the Philippines, where President Duterte employed the country’s military—armed and trained by US aid programs—in a brutal war on drugs that took the lives of thousands of civilians.

Although some studies have found that security assistance can reduce civilian targeting by state security forces, there is mounting evidence that it often fuels human rights violations. Recent research suggests that the risk of civilian harm is greatest when donors transfer weapons to postconflict states or provide aid to states with fragmented, “coup-proofed” security forces. On the other hand, effective institutions to constrain executive power in recipient states, and the provision of some forms of “nonlethal” security assistance—like military education for officers and defense institution building—appear to mitigate the potential for civilian harm.

Why Does the US Provide Security Force Assistance to Weak States?

As the War on Terror spread from Afghanistan to the African continent, the US greatly expanded the use of security assistance—funding, weapons, equipment, and training provided to a state’s security sector by external actors—to build the capacity of weak states to take on the counterterrorism mission without sacrificing American troops in ground combat. According to data collected by the Security Assistance Monitor, funding to train and equip foreign security forces increased more than 300 percent in the ten years following the 9/11 terrorist attacks. Over the past two decades, the US has provided security sector assistance to more than two-thirds of the sovereign states in the world. Between 2015 and 2020, $4.8 billion in security aid went to sub-Saharan Africa.

While the goal is to reduce the threat posed by violent non-state actors, Kristen Harkness at the University of St. Andrews points out that most aid went to “repressive, heavily coup-proofed authoritarian regimes,” even though boosting military capacity in non-democratic states can fuel grievances that drive recruitment to extremist groups and increase political violence.

The Local Political Context Matters

When “lethal” aid—weapons, military equipment, and combat skills training—reaches countries that lack effective institutional constraints on executive power, as in many autocratic and anocratic regimes, the risk of extrajudicial killings at the hand of security forces spikes, according to data that follows low- and middle-income recipients of US security force assistance between 2002 and 2019.

In the absence of effective legislative or judicial constraints, leaders can use military aid to buy the loyalty of their security forces and incentivize compliance with orders to repress dissent. Of course, lethal aid also directly increases the capacity of state security forces to quell civilian threats to the regime with force. Security assistance signals that a foreign patron is invested in regime survival. While soldiers ordered to use deadly force against the civilian population might experience moral conflict, or fear facing consequences for targeting civilians if the regime is overthrown, foreign security aid increases the odds that repression will succeed, the regime will survive, and soldiers will be rewarded for their loyalty.

Not All Military Aid is Created Equal

One way to avoid the risk that US assistance increases human rights violations is to provide aid only to countries with effective legislative and judicial institutions. But many regions where extremist groups are active would offer a limited menu. An alternative is providing safer forms of aid.

Separating “non-lethal” security aid—a broad category encompassing professional military education, security sector reform, defense institution-building, and a variety of other types of assistance—from “lethal” aid—which includes material aid, direct combat assistance, and combat training—reveals divergent effects on state violence. While increasing lethal aid significantly raises the risk of extrajudicial killing, non-lethal aid appears to have a dampening effect. The exception is authoritarian states in which leaders have created overlapping and competing security institutions to “coup-proof” their regime. In these states, all forms of security assistance are associated with civilian harm. In post-conflict countries, one study shows that while weapons transfers and military aid increase human rights abuses, levels of Official Development Assistance (ODA) are associated with improved human rights protections

Moving forward, as the US promises a new wave of security assistance to African states, it has a choice. Considering the recipient country’s institutional context, the state of its security forces, and the type of military aid, can decrease the risk that those resources are used to commit human rights violations.

Patricia Lynn Sullivan is an associate professor in the Department of Public Policy and the Curriculum in Peace, War, and Defense at the University of North Carolina at Chapel Hill and Director of the Triangle Institute for Security Studies.

When life gives you carbon, make Carbonaide

Concrete is ubiquitous. A mainstay of the construction industry, over 10 billion cubic meters of concrete is used every year. It’s also responsible for up to 8% of CO2 emissions: one ton of ordinary Portland cement creates somewhere between 800 and 900 kilograms of CO2 emissions. Finnish startup Carbonaide has just raised €1.8 million (~$1.9 million at today’s exchange rate) in seed funding to knock down concrete’s carbon emissions, but not the construction industry.

“Our goal at Carbonaide is to create a more sustainable future with cutting-edge tech that doesn’t just reduce the carbon emissions of construction materials like concrete, but that traps more CO2 than they emit throughout their lifetime,” explains Tapio Vehmas, Carbonaide’s CEO. “It is very natural that the constructed environment becomes a CO2 sink, as it is the largest volume of man-made material.”

Carbonaide’s process binds carbon dioxide into precast concrete using an automated system at atmospheric pressure. By reducing the quantity of required cement content and mineralizing CO2 into the concrete itself, Carbonaide believes it can halve the carbon dioxide emissions of traditional Portland cement concrete. If it can introduce industrial waste products, for example, industry slag, green liquor dregs, and bio-ash into the process, it has the potential to produce concrete with a negative carbon footprint.

The next step for Carbonaide is to scale the technology into a production line at its factory in Hollola, Finland, which is where this seed funding round comes in.

“The goal for this funding round is to scale the technology into an industrial-scale pilot factory. With the funding, we can implement the technology into a precast concrete production line that allows carbon curing as a part of the industrial process,” says Vehmas. “When we have done that, we will know exactly the cost structure and needed parameters for effective curing,” because it does need to add up.

“Can we develop technical solutions that also make sense commercially? Low-carbon products have to have a lower price than normal products. Otherwise, we can’t be sure that our technology will prevail,” says Vehmas.

Carbonaide has calculated that a fully operational chain could mineralize up to five tons of CO2 per day and increase production by 100-fold of its carbon-negative concrete products, but it’s not just about making this type of concrete industrially scalable. Carbonaide also needs to bring the naturally conservative construction industry with it.

“The technology must fit in perfectly, otherwise, it won’t make a change,” says Vehmas. “The industry is very conservative, but there is a good reason for that. We build structures that are meant to last, and by being conservative, we can ensure that they will remain in the future.”

It’s easy to say that if something isn’t broken, it doesn’t need to be fixed, but Vehmas recognizes how the carbon footprint of concrete is breaking the Earth, and it does need to be fixed: “I want to see how a low-carbon industry can become a reality in highly conservative markets. If we can make this happen, maybe our generation will have some hope to pay our carbon debt for future generations.”

Importantly, Vehmas has experience in the construction industry that he can bring on this quest, and he believes that the investment that Carbonaide has raised validates both its necessity and viability.

“I also have 20+ years of experience working with concrete, meaning I have dealt with industry my whole adulthood. I basically live and breathe concrete. That helps a lot when introducing new technology into a highly conservative industry,” says Vehmas. “This investment is a sign of good progress for us because we’ve received the support and backing of players in the industry already.”

Backing for Carbonaide comes from Lakan Betoni and Vantaa Energy, which led the seed funding. The round was completed with public loans and in-kind contributions from Business Finland and other Finnish concrete companies and strategic investors.

The concrete and energy companies supporting Carbonaide are doing so in more ways than just financially. They are also able to provide CO2 for Carbonaide’s processes, because believe it or not, while too much carbon dioxide is fizzing its way into the atmosphere, the captive kind that we need for everything from concrete to soda is in short supply.

If Carbonaide’s pilot factory goes to plan, Vehmas hopes that it can have a planet-saving impact on the construction industry.

“After the piloting, our goal is to commercialize the technology. We want to make this process easy to implement by packing the technology into a modular unit that is easy to install and enables easy implementation of the technology on-site,” says Vehmas. “If everything goes as I dream, our technology will start a process where the constructed environment becomes a carbon sink in the future, not a source of massive emissions.”

When life gives you carbon, make Carbonaide by Haje Jan Kamps originally published on TechCrunch

A New $150 Million Program to Boost Graduate Education for Underrepresented Students

By: Editor

Carnegie Mellon University in Pittsburgh and the Norman and Ruth Rales Foundation recently announced a transformative new initiative to help address the Missing Millions — individuals whose personal circumstances have presented a significant obstacle to careers in the science, technology, engineering, and math fields (STEM).

The CMU Rales Fellows Program aims to increase access to STEM graduate education and help cultivate a new generation of STEM leaders. The program will eliminate cost as a barrier to select master’s degree and Ph.D. programs for students from under-resourced and underrepresented backgrounds by providing full tuition and a stipend. The program also will support students through a distinctive, holistic ecosystem of developmental and networking opportunities that will benefit Fellows both during their time at CMU and as they advance in their careers.

The Rales Foundation gift will provide an endowment of $110 million to support the program, and the university has committed a further $30 million in endowed funds. The two organizations also are jointly establishing a $10 million fund to support the program’s developmental years. The first cohort of students will enroll in the fall of 2024. The CMU Rales Fellows Program is expected each year to underwrite 86 graduate students in STEM fields in perpetuity, educating thousands of research and industry leaders in the coming decades.

“Addressing the challenges of our modern world will require the concerted efforts of a highly talented pool of STEM trailblazers who can bring a diversity of ideas and experiences to engender solutions,” said Farnam Jahanian, president of Carnegie Mellon University. “At the heart of the CMU Rales Fellows Program is a commitment to remove existing barriers and empower this next generation of domestic talent so they can apply their skills and ingenuity to realize new scientific and technological breakthroughs for the benefit of humanity.

The Norman and Ruth Rales Foundation was established in 1986 by Norman and Ruth Rales, two children of immigrants who grew up in modest circumstances. Norman Rales was the founder of Mid-South Building Supply Company. The Rales’ goal in creating the foundation was to continue their shared, lifelong desire to help people in need, as they had once been helped, and create opportunities through which others might thrive.

Stet: On Cutting—but Keeping—Everything

In this lovely essay at The Millions, Aidan Ryan explores his editing process, and the abandoned, unused writing that he’s accumulated and compiled into a “Miscellaneous” document over the years. Ryan shares inspiring examples of how authors write, build their worlds and the stories of their lives, and continue to draw from and tap into existing work as if dipping into a vat of bread starter. In an anecdote about playing with Legos as a child, he beautifully describes how he liked to tell stories with all of his toys and figurines, from different universes — “I was only interested in the story of everything.” This sentiment is reflected in his insights on writing and editing, but also waiting — the act of putting language aside, but still keeping it close, so that “everything remain[s] possible.”

I think about a folder in the cloud, the one called “Writing.” And the folders within it, branching universes: “Poems” and “Essays,” and within that “Outtakes,” and within that the file called “Miscellaneous,” now over a hundred pages. And I think of the stories that as a child I told and retold in bright plastic—before I found a world of words that I never had to pack away.

The Queer Art of Cruelty

The defiant drag of Doris Fish.

This freaky mermaid-monkey residing in a Japanese temple may not be what it seems, scientists report

This bizarre mermaid-monkey mummy resides in the Enju-in Temple in Asakuchi City, Japan. A handwritten note inside the creature's box explains that it was caught in Japanese waters in 1740. Called a ningyo, these freaky specimens are not entirely uncommon in temples and museums, but the mystery of this particular one has finally been solved. — Read the rest

Your Next Hospital Bed Might Be at Home

We think of being in the hospital as enduring isolation in a clinical setting, cut off from normal life. But what if being hospitalized meant something different? What if you could be receive hospital-quality care in your own home? Helen Ouyang profiles a movement of health care providers who, propelled by a range of factors, not least among them the COVID-19 pandemic, are working to redefine what hospitalization in America might look like:

Other countries, including Australia, Canada and several in Europe, had already been experimenting with this practice, some of them extensively. In Australia, which has been running home-hospitals for decades, these services provided in Victoria alone are the equivalent of what a 500-bed facility could offer in one year. Overall, the patients treated in this way do just as well, if not better, in their homes.

The obstacles impeding Leff and other hospital-at-home advocates in the United States were bound up with America’s labyrinthine health care system and particular medical culture. The Centers for Medicare and Medicaid Services (C.M.S.), which is the largest payer of hospitalizations, has required that nurses must be on site 24 hours a day, seven days a week, effectively keeping patients within the hospital walls. This matches how American society has come to regard hospitalization, too — nurses at the bedside, doctors making their rounds, in elaborate facilities pulsating with machines.

But Americans didn’t always convalesce in hospitals. Before the 20th century, treatment at home was the norm. “Only the most crowded and filthy dwellings were inferior to the hospital’s impersonal ward,” the historian Charles E. Rosenberg writes in his 1987 book “The Care of Strangers: The Rise of America’s Hospital System.” “Ordinarily, home atmosphere and the nursing of family members provided the ideal conditions for restoring health.” As Rosenberg puts it, “Much of household medicine was, in fact, identical with hospital treatment.” As health care became more specialized and high-tech, however, diagnosis and treatment gradually moved into hospitals, and they evolved into institutions of science and technology.

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